Public Consultations
ADGM informs public and marketplace plans, unveils comments on proposed initiatives and rules ammendments through public consultations.
Consultation Paper No. 7 of 2022 - Amendments to the ADGM’s Company Service Provider Regulatory Framework
Consultation Closing Date: 20 December 2022
Status: open
Updated on: 25 November 2022
The Abu Dhabi Global Market (“ADGM”) Registration Authority (“RA”) has issued this Consultation Paper to invite public feedback and comments on proposed amendments to a number of ADGM commercial regulations and rules relating to corporate service providers (“CSPs”) licensed in the ADGM.
Consultation Paper No. 6 of 2022 - Proposals for a Sustainable Finance Regulatory Framework
Consultation Closing Date: 23 January 2023
Status: open
Updated on: 08 November 2022
The Financial Services Regulatory Authority (“FSRA”) and the Registration Authority (“RA”) of Abu Dhabi Global Market (“ADGM”) have jointly issued this Consultation Paper to seek views on their proposals for a regulatory framework for sustainable finance (the “Framework”).
Consultation Paper No. 5 of 2022 - Proposals for Dealing in OTC Leveraged Products in Relation to Retail Clients
Consultation Closing Date: 28 October 2022
Status: closed
Updated on: 26 September 2022
The Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) is undertaking a public consultation to seek views on proposed amendments to the Conduct of Business Rules (“COBS”), the Prudential – Investment, Insurance Intermediation and Banking Rules (“PRU”) and those relating to fees (“FEES”) for Authorised Persons.
Consultation Paper No. 4 of 2022 - Proposal to Enhance the Framework Regulating Insolvency Practitioners
Consultation Closing Date: 23 June 2022
Status: closed
Updated on: 09 June 2022
The Registration Authority (RA) of Abu Dhabi Global Market (ADGM) has issued this Consultation Paper to seek views on its proposed enhancements to its insolvency practitioner framework.
Consultation Paper No. 3 of 2022 - Proposed Changes to ADGM Commercial Legislation
Consultation Closing Date: 23 June 2022
Status: closed
Updated on: 21 March 2022
The Abu Dhabi Global Market (“ADGM”) Registration Authority (“RA”) has issued this Consultation Paper to invite public feedback and comments on proposed amendments to a number of ADGM commercial regulations and rules, as well as the introduction of certain new rules.
Discussion Paper No. 1 of 2022 - Policy Considerations for Decentralised Finance
Consultation Closing Date: 30 June 2022
Status: closed
Updated on: 13 April 2022
The Financial Services Regulatory Authority (“FSRA“) of Abu Dhabi Global Market (“ADGM“) is issuing this discussion paper to seek comments on policy considerations for Decentralized Finance (“DeFi”).
Consultation Paper No. 2 of 2022 - Proposals for Revised Fees for Late Regulatory Filings
Consultation Closing Date: 18 April 2022
Status: closed
Updated on: 23 March 2022
The Financial Services Regulatory Authority (“FSRA“) of Abu Dhabi Global Market (“ADGM“) has issued this consultation paper to seek views on proposed amendments to the FEES Rules for Authorised Persons, Recognised Bodies, and Designated Non-Financial Businesses or Professions.
Consultation Paper No. 1 of 2022 - Proposals for Enhancements to Capital Markets and Virtual Assets in ADGM
Consultation Closing Date: 20 May 2022
Status: closed
Updated on: 21 March 2022
The Financial Services Regulatory Authority (“FSRA”) of Abu Dhabi Global Market (“ADGM“) has issued this Consultation Paper to seek views on significant proposed enhancements to its Capital Markets and the Virtual Asset regulatory framework.
Consultation Paper No. 6 of 2021 - Proposal to amend ADGM Beneficial Ownership and Control Regulations 2018
Consultation Closing Date: 23 December 2021
Status: closed
Updated on: 25 November 2021
The Registration Authority (RA) of Abu Dhabi Global Market (ADGM) has issued this Consultation Paper to seek views on its proposed amendments to the ADGM Beneficial Ownership and Control Regulations 2018 (BOC Regulations).
Consultation Paper No. 5 of 2021 - Proposed regulatory framework to broaden participation in “private capital markets”
Consultation Closing Date: 06 January 2022
Status: closed
Updated on: 22 November 2021
The Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) has published a consultation paper to seek views on a proposed regulatory framework enabling limited Retail Client participation in “private capital markets”, that refer to investments by retail and professional investors who wish to invest and trade in securities issued by smaller, privately owned companies.
This Consultation Paper should be of particular interest to operators of Private Financing Platforms and Multilateral Trading Facilities as well as investors, individuals and organisations active in the investment sector, private ventures and issuers, and their respective professional advisors.
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