Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
A platform that offers limitless opportunities and paves the way for a brighter future

Abu Dhabi boasts first-class infrastructure and unparalleled global connectivity, making it a premier international destination. Its exceptional qualities make it an ideal location to live, work, and conduct business.

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Latest Initiatives Khaled bin Mohamed bin Zayed witnesses opening of 3rd Abu Dhabi Finance Week FSRA introduces a regulatory framework to support the issuance of Fiat-Referenced Tokens in ADGM
Overview Business Areas Setting up Operating in Public Registers Legal Framework
Providing an environment that empowers the future

A financial centre that provides transparency, efficiency, and integrity, through its progressive frameworks, future focused infrastructure, all within a familiar independent legal jurisdiction – ADGM is the perfect platform for success.

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Latest News ADGM Launches an All-in-One Mobile App to Enhance Connectivity and Elevate Experience Across the Financial District ADGM's Numou Expands Financial Access Through Strategic Partnerships with Leading Private Credit Providers
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Our community of business professionals, entrepreneurs, and investors can depend on ADGM to provide timely news and reliable insights.

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Upcoming Events 15th Annual Middle East Willem C. Vis Pre-Moot Global Private Credit | Middle East Investors' Conference 3rd Annual Financial Restructuring MENA Conference Future of Asset Management Middle East
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At ADGM, we offer various support options, including contact details, FAQs, enquiry forms, and a whistleblowing form.

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  • Getting started
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  • Operating in ADGM

    Enforcement

    Operating in ADGM Additional Obligations of Financial Services Entities Enforcement

    Enforcement

    The fair and proportionate use of the FSRA enforcement powers plays a critical role in fulfilling the objectives of the ADGM. The FSRA will act swiftly and decisively to address and deter conduct that may adversely affect the integrity of the ADGM or the stability of the financial services industry in the ADGM.

    The FSRA adopts a risk-based approach to regulation, focusing its efforts on those activities that may pose untoward risks and damaging influence to continuance of its regulatory objectives. The FSRA will act fairly, openly, accountably and proportionately in the exercise of its enforcement powers.

    More information concerning the FSRA’s approach to regulatory actions and enforcement can be found in the FSRA’s Guidance & Policies Manual (GPM).

    Complaints

    The FSRA receives and assesses regulatory complaints concerning potential contraventions of the Regulations and Rules that the FSRA administers, potential misconduct by any person or entities that it regulates, or any conduct that may prevent the FSRA from meeting its objectives, including any activities that may cause damage to the reputation of the ADGM.

    Regulatory Actions

    The FSRA imposes regulatory action and sanctions to address contraventions of FSRA administered Regulations and Rules.

    Regulatory Alerts

    The FSRA issues Regulatory Alerts to educate and inform the marketplace and investors of any potential misconduct, including unauthorised activities, that may contravene FSRA administered Regulations and Rules.

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