Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution

A platform that offers limitless opportunities and paves the way for a brighter future

Abu Dhabi boasts first-class infrastructure and unparalleled global connectivity, making it a premier international destination. Its exceptional qualities make it an ideal location to live, work, and conduct business.

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Latest Initiatives

Khaled bin Mohamed bin Zayed witnesses opening of 3rd Abu Dhabi Finance Week

FSRA introduces a regulatory framework to support the issuance of Fiat-Referenced Tokens in ADGM

Overview Business Areas Setting up Operating in Public Registers Legal Framework

Providing an environment that empowers the future

A financial centre that provides transparency, efficiency, and integrity, through its progressive frameworks, future focused infrastructure, all within a familiar independent legal jurisdiction – ADGM is the perfect platform for success.

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Changes to
your Business

Operating in ADGM

Additional Obligations of Financial Services Entities

Supervision

Changes to your Business

Overview

To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:

Firm's controller
Name
Approved Persons
Scope of Financial Services Permission
Waivers or Modifications

To discuss further please contact your supervisor.

Resources

Controlled Functions and Recognised Functions

Approved Person Status (APS) Form

Withdrawal of Approved Person Status (APS-2) Form

Change in Approved Person Status (APS-3) Form

Scope of Financial Services Permission

Retail Client Endorsement (RCE) Form

Islamic Financial Business Supplement (IFBS) Form

Virtual Assets Application (VAS) Form

Change in Control Applications and Notifications

Change in Control (CIC) Form

Registration and Notification of Funds

Exempt Fund or Qualified Investor Fund Notification (FEQN)

Foreign Fund Notification (FFN)

Foreign Fund Manager (FFM) Form

Funds Passporting Notification (FPP)

Marketing and Selling of Funds Notification (FMN)

Public Fund Registration (PFR) Form

Waivers or Modifications

Waivers or Modifications (WM) Form

Supplementary Forms

Asset Management Supplement (AMS) Form

Banking Business Supplement (BBS) Form

Captive Insurance Business Form (CIB) Form

Dealing and Advisory Supplement (DAS) Form

Insurance Business Supplement (IBS) Form

Private Financing Platform Supplement (PFP) Form

Providing Money Services Supplement (PMS) Form

Third Party Provider Supplement (TPP) Form

Venture Capital Fund Manager (VCFM) Form

Withdrawal of a Financial Services Permission

Financial Services Permission Cancellation Form (FSPC)

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