Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
A platform that offers limitless opportunities and paves the way for a brighter future

Abu Dhabi boasts first-class infrastructure and unparalleled global connectivity, making it a premier international destination. Its exceptional qualities make it an ideal location to live, work, and conduct business.

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Latest Initiatives Khaled bin Mohamed bin Zayed witnesses opening of 3rd Abu Dhabi Finance Week FSRA introduces a regulatory framework to support the issuance of Fiat-Referenced Tokens in ADGM
Overview Business Areas Setting up Operating in Public Registers Legal Framework
Providing an environment that empowers the future

A financial centre that provides transparency, efficiency, and integrity, through its progressive frameworks, future focused infrastructure, all within a familiar independent legal jurisdiction – ADGM is the perfect platform for success.

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Latest News Abu Dhabi Finance Week 2024 Draws Over 20,000 Participants from Across the Globe to Shape the Future of Finance The FSRA of ADGM Imposes a financial penalty of USD 504,000 on Aarna Capital Limited (ACL)
Regulation Awareness Collaboration Ecosystem ADGM Sustainable
Preserve our economies and environment for future generations

ADGM, the centre for a transparent and thriving sustainable finance ecosystem.

More about our Sustainability vision
Highlights Abu Dhabi Sustainable Finance Forum’s COP28 Edition Deep-Dives into Nuances of “Building Green Financial Centres of the Future” ADGM, the Region's Leading Climate Finance Hub, Announces its Role as Principal Partner at COP28
Media News Events Spotlight Podcasts Publications
Stay up-to-date with our wide range of available resources

Our community of business professionals, entrepreneurs, and investors can depend on ADGM to provide timely news and reliable insights.

Read our latest news articles
Upcoming Events Global Private Credit | Middle East Investors' Conference Future of Asset Management Middle East LINK Networking Series
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We are here to help

At ADGM, we offer various support options, including contact details, FAQs, enquiry forms, and a whistleblowing form.

View available support options
Some of our FAQ topics
  • Getting started
  • Foundations regime
  • Resolution for incorporation
  • Existing auditors
  • New auditors
  • ACCESSADGM
  • Supervision

    Changes to
    your Business

    Operating in ADGM Additional Obligations of Financial Services Entities Supervision Changes to your Business
    Overview

    To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:

    • Firm's controller
    • Name
    • Approved Persons
    • Scope of Financial Services Permission
    • Waivers or Modifications

    To discuss further please contact your supervisor.

    Resources

    Controlled Functions and Recognised Functions

    Approved Person Status (APS) Form
    Withdrawal of Approved Person Status (APS-2) Form
    Change in Approved Person Status (APS-3) Form

    Scope of Financial Services Permission

    Retail Client Endorsement (RCE) Form
    Islamic Financial Business Supplement (IFBS) Form
    Virtual Assets Application (VAS) Form

    Change in Control Applications and Notifications

    Change in Control (CIC) Form

    Registration and Notification of Funds

    Exempt Fund or Qualified Investor Fund Notification (FEQN)
    Foreign Fund Notification (FFN)
    Foreign Fund Manager (FFM) Form
    Funds Passporting Notification (FPP)
    Marketing and Selling of Funds Notification (FMN)
    Public Fund Registration (PFR) Form

    Waivers or Modifications

    Waivers or Modifications (WM) Form

    Supplementary Forms

    Asset Management Supplement (AMS) Form
    Banking Business Supplement (BBS) Form
    Captive Insurance Business Form (CIB) Form
    Dealing and Advisory Supplement (DAS) Form
    Insurance Business Supplement (IBS) Form
    Private Financing Platform Supplement (PFP) Form
    Providing Money Services Supplement (PMS) Form
    Third Party Provider Supplement (TPP) Form
    Venture Capital Fund Manager (VCFM) Form

    Withdrawal of a Financial Services Permission

    Financial Services Permission Cancellation Form (FSPC)

    About

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