Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    AG (Australian Gulf) Capital Limited
    Public Registers FSRA Public Register Financial Services Firm AG (Australian Gulf) Capital Limited Financial Services Permission Number 220056 Date of Financial Services Permission 01 September 2022 Address DD-16-118-020, 16, Al Khatem Tower , Wework Hub 71, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 01 September 2022 Arranging Deals in Investments 01 September 2022 Managing a Collective Investment Fund 01 September 2022 Conditions In accordance with FSMR Section 30(4)(a), the following limitations and stipulations apply to each Regulated Activity as detailed:
    • Managing a Collective Investment Fund is limited to managing only Venture Capital Funds, as defined in the Fund Rules (FUNDS);
    • AG (Australian Gulf) Capital Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS);
    • AG (Australian Gulf) Capital Limited is not permitted to hold Client Assets;
    • Arranging Deals in Investments is restricted to co-investments in assets in which a Venture Capital Fund managed by AG (Australian Gulf) Capital Limited has invested or will invest; and
    • Advising on Investments or Credit is restricted to co-investments in assets in which a Venture Capital Fund managed by AG (Australian Gulf) Capital Limited has invested or will invest.
    Endorsements None Regulatory Actions None
    Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01392 Saud Hassan Compliance Officer and MLRO Current 22 May 2024 01392 Saud Hassan Compliance Officer and MLRO Temporary 01 May 2024 21 May 2024 00898 Adam John Philip Malouf Licensed Director Current 01 September 2022 01069 Mohamed Gamaleldin Mohamed Mahmoud Licensed Director Withdrawn 01 September 2022 08 September 2022 01078 Mohammad Salman Khan Licensed Director Current 01 September 2022 01074 Peter O’Malley Licensed Director Current 01 September 2022 01072 Warwick Robert Grigor Licensed Director Current 01 September 2022 01078 Mohammad Salman Khan Senior Executive Officer Current 01 September 2022

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