Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Alteia Investment Management Ltd
    Public Registers FSRA Public Register Financial Services Firm Alteia Investment Management Ltd Financial Services Permission Number 240014 Date of Financial Services Permission 05 March 2024 Address Office 311, Level 11, Al Sarab Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 05 March 2024 Conditions In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:
    • Alteia Investment Management Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • Alteia Investment Management Limited is not permitted to hold Client Assets
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00427 Maria Athukoralalage Compliance Officer and MLRO Current 05 March 2024 01780 Mehreen Bibi Hosenbocus Finance Officer and Senior Manager Current 05 March 2024 00884 Kevindren Pillay Ramsamy Licensed Director Current 05 March 2024 01778 Mariam Salem Mubarak Rayes Ballaith Licensed Director Current 05 March 2024 01779 Mitchell Alan Barrett Licensed Director Current 05 March 2024 00427 Maria Athukoralalage Risk Officer and Senior Manager Current 05 March 2024 01778 Mariam Salem Mubarak Rayes Ballaith Senior Executive Officer Current 05 March 2024

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