Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Apex Fund Services (AD) Limited
    Public Registers FSRA Public Register Financial Services Firm Apex Fund Services (AD) Limited Financial Services Permission Number 170004 Date of Financial Services Permission 10 August 2017 Address Office 801, floor 8, Al Maqam Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 672 6327 Email niall@apexgroup.com Regulated Activities Type Effective date Withdrawn Date Acting as the Administrator of a Collective Investment Fund 10 August 2017 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Apex Fund Services (AD) Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
    • Apex Fund Services (AD) Limited is not permitted to hold or control Client Assets.
    Endorsements None Regulatory Actions None
    Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01357 Claire-Marie Morgan Brown Compliance Officer and MLRO Withdrawn 13 May 2024 16 August 2024 01227 Edward Arun Compliance Officer and MLRO Withdrawn 29 November 2022 10 May 2024 01586 John Martin Bennett Compliance Officer and MLRO Withdrawn 16 August 2024 25 November 2024 01406 Christopher Edward Hewson Finance Officer Current 18 July 2023 00997 Bhaskar Dasgupta Licensed Director Current 05 October 2022 00959 Koshy Oomen Licensed Director Current 03 June 2022 00960 Naveed Zamir Yasir Licensed Director Current 03 June 2022 01236 Niall Miles Pritchard Licensed Director Withdrawn 09 December 2022 29 March 2024 Peter Burroughes Hughes Licensed Director Withdrawn 10 August 2017 19 November 2017 00099 Ronald Craig Roberts Licensed Director Withdrawn 04 December 2017 31 May 2023

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