Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Arcapita Investment Management Limited
    Public Registers FSRA Public Register Financial Services Firm Arcapita Investment Management Limited Financial Services Permission Number 240035 Date of Financial Services Permission 09 December 2024 Address 1119, 11, Al Maqam Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited By Shares Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 09 December 2024 Arranging Deals in Investments 09 December 2024 Advising on Investments or Credit 09 December 2024 Managing Assets 09 December 2024 Shari’a-Compliant Regulated Activities 09 December 2024 Conditions

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Arcapita is not permitted to deal with Retail Clients as defined under the
       Conduct of Business Rulebook (COBS); and
    • Arcapita is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions

    None

         Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 02424 Zenabe Daman Compliance Officer and MLRO Current 09 December 2024 02506 Sivaganeshan Balaratnam Finance Officer Current 09 December 2024 01991 Hisham Abdulrahman Al Raee Licensed Director Current 09 December 2024 02505 Isa Abdulla Yusuf Zainal Licensed Director Current 09 December 2024 01992 Stéphane James Brown Licensed Director, Senior Executive Officer Current 09 December 2024 02507 Isa Bin Hasan Bin Isa Alghatam Senior Manager Current 09 December 2024

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