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    ARECA CAPITAL LTD
    Public Registers FSRA Public Register Financial Services Firm ARECA CAPITAL LTD Financial Services Permission Number 210035 Date of Financial Services Permission 04 November 2021 Address 607, Floor 6, Al Sarab Tower, Abu Dhabi Global Market Square, Abu Dhabi, Al Maryah Island, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 675 4300 Email info@areca-capital.com Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 29 June 2022 Arranging Credit 29 June 2022 Arranging Custody 04 November 2021 Arranging Deals in Investments 04 November 2021 Dealing in Investments as Agent 20 May 2024 Dealing in Investments as Principal (only as Matched Principal) 04 November 2021 Managing a Collective Investment Fund 20 May 2024 Managing Assets 20 May 2024 Providing Custody 20 May 2024 Conditions In accordance with FSMR Section 30(4)(a) the following limitations and stipulations apply to Wethaq Securities Ltd as detailed:
    • Wethaq Securities Ltd is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS); and
    • Dealing in Investments as Principal is limited to acting only as a Matched Principal, as described in FSRA Prudential – Investment, Insurance Intermediation and Banking Rules module of the FSRA Rulebook.
    Endorsements None Regulatory Actions None
    Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01541 Anu Singh Compliance Officer and MLRO Withdrawn 16 November 2023 10 July 2024 02190 Sara Fathi Mahmoud Abdelghaffar Compliance Officer and MLRO Withdrawn 10 July 2024 16 August 2024 00035 Theo Lucas van Houten Compliance Officer and MLRO Withdrawn 30 August 2024 19 November 2024 00035 Theo Lucas van Houten Compliance Officer and MLRO Current 06 January 2025 00778 Gustavo de Oliveira Sousa Morais Finance Officer Withdrawn 04 March 2024 06 May 2024 00778 Gustavo de Oliveira Sousa Morais Finance Officer Temporary 21 November 2023 04 March 2024 00992 Jawad Muhammad Finance Officer Withdrawn 11 July 2022 03 November 2023 01990 Jay Prabhudas Suba Finance Officer Current 06 May 2024 00777 Dimitrios Vourakis Licensed Director Withdrawn 04 November 2021 01 November 2023 02102 Kalpesh Chandrakant Ruparelia Licensed Director Current 12 June 2024

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