Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Delta Wealth Partners Limited
    Public Registers FSRA Public Register Financial Services Firm Delta Wealth Partners Limited Financial Services Permission Number 220114 Date of Financial Services Permission 23 October 2023 Address Cloud Bubble 11, 15th Floor, Al Sarab Tower, Adgm Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund (as a Venture Capital Fund Manager) 23 October 2023 Conditions

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Managing a Collective Investment Fund is limited to managing only Venture Capital Funds, as defined in the Fund Rules (FUNDS);
    • Delta Wealth Partners Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • Delta Wealth Partners Limited is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01042 John Joseph Kartonchik Compliance Officer Current 23 October 2023 01507 Abdalla Kablan Licensed Director Current 23 October 2023 01508 Carla Tabet Fares Licensed Director Withdrawn 23 October 2023 15 August 2024 01509 Kin San Lo Licensed Director Current 23 October 2023 01042 John Joseph Kartonchik Money Laundering Reporting Officer Current 23 October 2023 01507 Abdalla Kablan Senior Executive Officer Current 23 October 2023

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