Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    F9 Capital Management Ltd
    Public Registers FSRA Public Register Financial Services Firm F9 Capital Management Ltd Financial Services Permission Number 220091 Date of Financial Services Permission 23 February 2023 Address 202, 14, Al Sarab Tower, ADGM Square, Abu Dhabi, Al Maryah Island, United Arab Emirates Legal Status Private Company Limited by Shares Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 23 February 2023 Conditions In accordance with FSMR Section 30(4) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • F9 Capital Management Ltd is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • F9 Capital Management Ltd is not permitted to hold or control Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00427 Maria Athukoralalage Compliance Officer and MLRO Current 11 July 2023 00903 Ammar Azhar Mian Finance Officer Current 23 February 2023 01283 Andrew Biller Curran Licensed Director Current 23 February 2023 01284 Gerald Anthony Gaffney Licensed Director Current 23 February 2023 01387 Shawn Mornay Welgemoed Licensed Director Withdrawn 19 June 2023 07 December 2023 00366 Simon Peter Fentham-Fletcher Licensed Director Current 23 February 2023 01388 William Johnson Jones Licensed Director Current 19 June 2023 00366 Simon Peter Fentham-Fletcher Senior Executive Officer Current 23 February 2023

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