Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Kotak Mahindra Financial Services Limited
    Public Registers FSRA Public Register Financial Services Firm Kotak Mahindra Financial Services Limited Financial Services Permission Number 200051 Date of Financial Services Permission 30 September 2021 Address Office 1614, 16th floor, Tamouh Tower, Tamouh, Abu Dhabi, Al Reem Island, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 4187650 Email saurin.damania@kotak.com Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 30 September 2021 Arranging Credit 30 September 2021 Arranging Custody 30 September 2021 Arranging Deals in Investments 30 September 2021 Insurance Intermediation 30 September 2021 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Kotak Mahindra Financial Services Limited is not permitted to hold or control Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00889 Srividhya Erugula Compliance Officer and MLRO Current 16 March 2022 00748 Amul Sharma Licensed Director Current 30 September 2021 00750 Gijo Joseph Licensed Director Current 30 September 2021 00747 Jaideep Kumar Hansraj Licensed Director Withdrawn 30 September 2021 20 January 2025 00943 Priscilla Balgobin Bhoyrul Licensed Director Current 30 September 2022 00873 Rajeev Mohan Licensed Director Current 25 February 2022 00746 Shanti Ekambaram Licensed Director Withdrawn 30 September 2021 04 July 2024 02114 Shripalkumar Parasmal Shah Licensed Director Current 04 July 2024 00749 Shyam Kumar Syamasundaran Licensed Director Current 30 September 2021 00745 Saurin Chandrakant Damania Senior Executive Officer Current 30 September 2021

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