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    Financial Services Firms

    Mirabaud (Abu Dhabi) Limited
    Public Registers FSRA Public Register Financial Services Firm Mirabaud (Abu Dhabi) Limited Financial Services Permission Number 180009 Date of Financial Services Permission 07 October 2019 Address 24th Floor, Al Khatem Tower, Al Maryah Island, Abu Dhabi, UAE Legal Status Subsidiary of Local Limited Liability Company Phone 02 412 6333 Email nikolaos.koutsoukos@mirabaud.abudhabi.ae Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 07 October 2019 Arranging Credit 07 October 2019 Arranging Custody 07 October 2019 Arranging Deals in Investments 07 October 2019 Managing Assets 07 October 2019 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Mirabaud Abu Dhabi Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
         Endorsements None Regulatory Actions None     Approved Persons
    Reference Number Name Role Status Effective date start Withdrawn date 00299 Alain Baron Licensed Director Current 07 October 2019 00297 H H Sheikh Sultan Bin Khalifa Al Nahyan Licensed Director Current 07 October 2019 01214 John Albert White JR Compliance Officer and MLRO Current 01 October 2022 02119 Nikolaos Koutsoukos Senior Executive Officer Current 26 August 2024 00298 Olivier Honsberger Licensed Director Withdrawn 07 October 2019 04 November 2021 00304 Omair Mohammed Finance Officer Withdrawn 07 October 2019 31 May 2024 00295 Ronald Tamer Senior Executive Officer Withdrawn 07 October 2019 22 April 2023 01336 Samir Atitallah Senior Executive Officer Withdrawn 25 April 2023 26 August 2024 00296 Yves Mirabaud Licensed Director Current 07 October 2019 02138 Christina Mihaela Filip Finance Officer Current 21 June 2024

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