Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Mubadala Capital (RS) Limited
    Public Registers FSRA Public Register Financial Services Firm Mubadala Capital (RS) Limited Financial Services Permission Number 160020 Date of Financial Services Permission 23 March 2017 Address Unit no.1, 13, Al Sila Tower, Abu Dhabi Global Market Square, Abu Dhabi, Al Maryah Island, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 236 1000 Email mc-legalunit@mubadalacapital.ae Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 23 March 2017 Arranging Custody 23 March 2017 Arranging Deals in Investments 23 March 2017 Managing a Collective Investment Fund 23 March 2017 Managing Assets 23 March 2017 Arranging Credit 23 March 2017 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Mubadala Capital (RS) Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
    • Mubadala Capital (RS) Limited is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00066 Simon Walter Temple Compliance Officer and MLRO Current 01 July 2023 00063 Khaled Abdul Aziz Moh'd Awad Finance Officer Current 23 March 2017 00061 Hani Barhoush Licensed Director Current 23 March 2017 00059 Christopher Fazekas Licensed Director Withdrawn 23 March 2017 11 March 2020 00067 Mathew Hurn Licensed Director Withdrawn 23 March 2017 26 April 2021 00063 Khaled Abdul Aziz Moh'd Awad Licensed Director Current 17 June 2021 00359 Rodney Wayne Cannon Licensed Director Current 12 March 2020 00061 Hani Barhoush Senior Executive Officer Current 23 March 2017 00058 Adib Martin Matter Senior Manager Current 23 March 2017 00060 Fabrizion Bocciardi Senior Manager Current 23 March 2017

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