Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Oros Asset Management Limited
    Public Registers FSRA Public Register Financial Services Firm Oros Asset Management Limited Financial Services Permission Number 220084 Date of Financial Services Permission 08 January 2024 Address 15-139, 15th Floor, Wework Hub71, Al Khatem Tower,, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 08 January 2024 Arranging Credit 08 January 2024 Arranging Deals in Investments 08 January 2024 Managing a Collective Investment Fund 08 January 2024 Managing Assets 08 January 2024 Conditions In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:
    • Oros Asset Management Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business (COBS) Rulebook.
    Endorsements None Regulatory Actions None
    Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01652 Madina Zaltsman Compliance Officer and MLRO Current 08 January 2024 00323 Ioana Georgescu Compliance Officer and MLRO Withdrawn 03 September 2024 20 September 2024 01119 Junxiu Sienna Liu Compliance Officer and MLRO Current 20 September 2024 00495 Madina Zaltsman Compliance Officer, MLRO & Senior Manager Current 08 January 2024 00778 Gustavo de Oliveira Sousa Morais Finance Officer Withdrawn 08 January 2024 31 August 2024 01609 Imran Khan Finance Officer Current 07 November 2024 00778 Gustavo de Oliveira Sousa Morais Finance Officer and Senior Manager Withdrawn 08 January 2024 31 August 2024 01608 Adam Ladjadj Licensed Director Current 08 January 2024 01609 Imran Khan Licensed Director Current 08 January 2024 01610 Trevor Welch Licensed Director Current 08 January 2024

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