Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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Abu Dhabi boasts first-class infrastructure and unparalleled global connectivity, making it a premier international destination. Its exceptional qualities make it an ideal location to live, work, and conduct business.

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Latest Initiatives Khaled bin Mohamed bin Zayed witnesses opening of 3rd Abu Dhabi Finance Week FSRA introduces a regulatory framework to support the issuance of Fiat-Referenced Tokens in ADGM
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    Financial Services Firms

    SB Investment Advisers (AD) Ltd
    Public Registers FSRA Public Register Financial Services Firm SB Investment Advisers (AD) Ltd Company is Withdrawn Financial Services Permission Number 200030 Date of Financial Services Permission 03 February 2021 Date of Withdrawal 24 January 2025 Address Floor 9, Al Sila Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 54 459 9811 Email SBIA-ADCompliance@softbank.com Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 03 February 2021 24 January 2025 Arranging Credit 03 February 2021 24 January 2025 Arranging Custody 03 February 2021 24 January 2025 Arranging Deals in Investments 03 February 2021 24 January 2025 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • SB Investment Advisers (AD) Ltd is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS); and
    • SB Investment Advisers (AD) Ltd is not permitted to hold or control Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01414 Nancy Nawar Compliance Officer and MLRO Withdrawn 06 July 2023 24 January 2025 00584 Aamir Akram Finance Officer Withdrawn 03 February 2021 14 November 2024 02497 Ramon Louw Finance Officer Temporary 14 November 2024 24 January 2025 00583 Adam Nicholas Gulley Licensed Director Withdrawn 03 February 2021 24 February 2021 000240 Faisal Rehman Licensed Director Withdrawn 03 February 2021 24 January 2025 00241 Saleh Romeih Licensed Director Withdrawn 03 February 2021 24 January 2025 000240 Faisal Rehman Senior Executive Officer Withdrawn 03 February 2021 24 January 2025

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