Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    SS&C Financial Services Middle East Limited
    Public Registers FSRA Public Register Financial Services Firm SS&C Financial Services Middle East Limited Financial Services Permission Number 220169 Date of Financial Services Permission 08 March 2024 Address office 1139, floor 11, Al Maqam Tower, Regus ADGM Square, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status ADGM Company (a private company limited by shares) Regulated Activities Type Effective date Withdrawn Date Acting as the Administrator of a Collective Investment Fund 08 March 2024 Conditions In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:
    • SS&C Financial Services Middle East Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • SS&C Financial Services Limited is not permitted to hold or control Client Assets.
    Endorsements None Regulatory Actions None
    Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01042 John Joseph Kartonchik Compliance Officer and MLRO Current 08 March 2024 01803 Anil Kumar Finance Officer Current 08 March 2024 01802 Adrian Beattie Licensed Director Withdrawn 08 March 2024 31 December 2024 01803 Anil Kumar Licensed Director Current 08 March 2024 01801 Katarzyna Anna Lupa-Nowicka Licensed Director Current 08 March 2024 02491 Nicola Mac Carthy Licensed Director Current 26 November 2024 02490 Punit Kumar Satsangi Licensed Director Current 26 November 2024 01042 John Joseph Kartonchik Risk Officer and Senior Manager Current 08 March 2024 01801 Katarzyna Anna Lupa-Nowicka Senior Executive Officer Current 08 March 2024

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