Overview Jurisdiction Al Reem Expansion Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Tradition (Dubai) Limited
    Public Registers FSRA Public Register Financial Services Firm Tradition (Dubai) Limited Financial Services Permission Number 240027 Date of Financial Services Permission 21 January 2025 Address Unit 9, Floor 7, Al Sila Tower, ADGM Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Branch Regulated Activities Type Effective date Withdrawn Date Dealing in Investments as Principal 21 January 2025 Dealing in Investments as Agent 21 January 2025 Arranging Deals in Investments 21 January 2025 Conditions

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Tradition Dubai Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • Tradition Dubai Limited is not permitted to hold or control Client Assets.
         Endorsements None Regulatory Actions

    None

         Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 02588 Ekram Hussain Compliance Officer, MLRO & Senior Manager Current 21 January 2025 01686 Simon Musker Finance Officer and Senior Manager Current 21 January 2025 01687 Filiberto D’Aniello Licensed Director, Senior Executive Officer Current 21 January 2025 01783 Alastair Moffatt Senior Manager Current 21 January 2025

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